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Sanctions Screening: Handling Alerts and Matches

To train compliance, operations, and onboarding teams on handling sanctions screening alerts correctly, including identifying false positives, possible matches, and escalation requirements.

5 9 Outlines
Real Estate Compliance Officers MLROs and Deputy MLROs KYC/CDD Analysts Front-line and Relationship Management Teams Customer Support Teams Operations and Finance Teams Internal Audit and Risk Teams Senior Management and Board Members DNFBPs and Regulated Entities FinTech Virtual Asset Insurance Broker Financial Services Professionals
Sanctions Screening: Handling Alerts and Matches

About this program

To train compliance, operations, and onboarding teams on handling sanctions screening alerts correctly, including identifying false positives, possible matches, and escalation requirements.

Program Content

9 outlines
1

Purpose of sanctions screening

2

Types of screening: onboarding, ongoing, transaction, counterparty

3

Understanding screening results and match scores

4

False positive review process

5

Potential match investigation steps

6

Confirmed match handling and escalation

7

Documentation standards and audit trail

8

Common screening mistakes and control weaknesses

9

Practical alert-clearing workshop

Who this program is for

Real Estate
Compliance Officers
MLROs and Deputy MLROs
KYC/CDD Analysts
Front-line and Relationship Management Teams
Customer Support Teams
Operations and Finance Teams
Internal Audit and Risk Teams
Senior Management and Board Members
DNFBPs and Regulated Entities
FinTech
Virtual Asset
Insurance
Broker
Financial Services Professionals
$0.00
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This program includes:

  • Duration: 5
  • 9 Content Outlines
  • 15 Target Audiences

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