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Enterprise-Wide Risk Assessment

To guide regulated entities on designing, conducting, documenting, and updating an Enterprise-Wide Risk Assessment covering AML/CFT, sanctions, customer, product, geography, and delivery-channel risks...

5 9 Outlines
Real Estate Compliance Officers MLROs and Deputy MLROs KYC/CDD Analysts Front-line and Relationship Management Teams Customer Support Teams Operations and Finance Teams Internal Audit and Risk Teams Senior Management and Board Members DNFBPs and Regulated Entities FinTech Virtual Asset Insurance Broker Financial Services Professionals
Enterprise-Wide Risk Assessment

About this program

To guide regulated entities on designing, conducting, documenting, and updating an Enterprise-Wide Risk Assessment covering AML/CFT, sanctions, customer, product, geography, and delivery-channel risks.

Program Content

9 outlines
1

Purpose of Enterprise-Wide Risk Assessment

2

Regulatory expectations for risk-based approach

3

Key risk factors: customers, products, services, geography, channels

4

Inherent risk, control effectiveness, and residual risk

5

Risk scoring methodology and heat map

6

Control gap identification

7

Action plans and remediation tracking

8

Board and senior management reporting

9

Practical EWRA scoring exercise

Who this program is for

Real Estate
Compliance Officers
MLROs and Deputy MLROs
KYC/CDD Analysts
Front-line and Relationship Management Teams
Customer Support Teams
Operations and Finance Teams
Internal Audit and Risk Teams
Senior Management and Board Members
DNFBPs and Regulated Entities
FinTech
Virtual Asset
Insurance
Broker
Financial Services Professionals
$0.00
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This program includes:

  • Duration: 5
  • 9 Content Outlines
  • 15 Target Audiences

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