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Customer Risk Assessment Methodology

To train participants on developing and applying a structured customer risk assessment model for onboarding, ongoing monitoring, EDD, and periodic reviews.

5 9 Outlines
Real Estate Compliance Officers MLROs and Deputy MLROs KYC/CDD Analysts Front-line and Relationship Management Teams Customer Support Teams Operations and Finance Teams Internal Audit and Risk Teams Senior Management and Board Members DNFBPs and Regulated Entities FinTech Virtual Asset Insurance Broker Financial Services Professionals
Customer Risk Assessment Methodology

About this program

To train participants on developing and applying a structured customer risk assessment model for onboarding, ongoing monitoring, EDD, and periodic reviews.

Program Content

9 outlines
1

Purpose of customer risk assessment

2

Customer risk factors and scoring criteria

3

Individual vs corporate customer risk assessment

4

PEP, nationality, residence, occupation, business activity, ownership risk

5

Product, transaction, jurisdiction, and delivery-channel risk

6

Low, medium, high, and prohibited risk categories

7

Trigger events and periodic reviews

8

Documentation and approval process

9

Practical customer risk rating exercise

Who this program is for

Real Estate
Compliance Officers
MLROs and Deputy MLROs
KYC/CDD Analysts
Front-line and Relationship Management Teams
Customer Support Teams
Operations and Finance Teams
Internal Audit and Risk Teams
Senior Management and Board Members
DNFBPs and Regulated Entities
FinTech
Virtual Asset
Insurance
Broker
Financial Services Professionals
$0.00
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This program includes:

  • Duration: 5
  • 9 Content Outlines
  • 15 Target Audiences

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